Neonatal Sepsis

Neonatal sepsis is a clinical syndrome of systemic bacterial, viral, or fungal infection occurring in the first 28 days of life. It is a major cause of neonatal morbidity and mortality worldwide.

Overview

Neonatal sepsis is classified by time of onset:
  • Early-onset sepsis (EOS): Occurring within 0-72 hours of birth (some definitions use <7 days)
  • Late-onset sepsis (LOS): Occurring >72 hours after birth (up to 28 days, or up to 90 days in preterm infants)
Incidence:
  • EOS: 0.5-2 per 1,000 live births in developed countries; higher in developing countries
  • LOS: 2-6 per 1,000 live births; much higher in preterm and VLBW infants (up to 20-25%)
Mortality:
  • EOS: 3-10% overall; higher in preterm infants
  • LOS: 2-6% in term infants; 18-36% in preterm infants
Neonates are particularly vulnerable to sepsis due to immature immune systems and breach of physical barriers (skin, mucosa) during intensive care.

Aetiology

Early-Onset Sepsis (EOS)

Source: Vertical transmission from mother during pregnancy or delivery
Common organisms:
  • Group B Streptococcus (GBS) - Streptococcus agalactiae (most common in many countries)
  • Escherichia coli (most common in preterm infants, often associated with higher mortality)
  • Other Gram-negative bacteria:
    • Klebsiella species
    • Enterobacter species
    • Pseudomonas aeruginosa
    • Haemophilus influenzae
  • Listeria monocytogenes (less common)
  • Enterococcus species
  • Coagulase-negative staphylococci (CoNS)
Rare causes:
  • Streptococcus pneumoniae
  • Staphylococcus aureus
  • Group A Streptococcus
  • Anaerobes
Risk factors for EOS:
Maternal factors:
  • GBS colonization (vaginal/rectal)
  • Chorioamnionitis (fever, uterine tenderness, foul discharge)
  • Prolonged rupture of membranes (PROM >18 hours)
  • Intrapartum fever (>38°C)
  • Urinary tract infection during pregnancy (especially GBS bacteriuria)
  • Previous infant with GBS disease
  • Sexually transmitted infections
Delivery factors:
  • Prematurity (<37 weeks, especially <32 weeks)
  • Prolonged labour
  • Multiple vaginal examinations
  • Fetal scalp electrodes or other invasive monitoring
  • Instrumental delivery (forceps, vacuum)
Neonatal factors:
  • Low birth weight (<2,500 g, especially <1,500 g)
  • Prematurity
  • Male gender (slightly higher risk)
  • Multiple gestation
  • Birth asphyxia
  • Meconium-stained liquor (if aspirated)

Late-Onset Sepsis (LOS)

Source: Horizontal transmission from environment (nosocomial or community-acquired)
Common organisms:
Nosocomial (hospital-acquired):
  • Coagulase-negative staphylococci (CoNS) - most common (often catheter-related)
  • Staphylococcus aureus (including MRSA)
  • Gram-negative bacteria:
    • E. coli
    • Klebsiella species
    • Enterobacter species
    • Pseudomonas aeruginosa
    • Serratia species
  • Enterococcus species
  • Candida species (fungal sepsis, especially in VLBW infants on prolonged antibiotics)
Community-acquired:
  • E. coli
  • Klebsiella species
  • Streptococcus pneumoniae
  • Salmonella species
  • Viruses: HSV, CMV, enteroviruses
  • GBS (late-onset GBS disease)
Risk factors for LOS:
Prematurity-related:
  • Prematurity (<32 weeks)
  • Very low birth weight (<1,500 g)
  • Immature immune system
  • Prolonged NICU stay
Iatrogenic/invasive procedures:
  • Central venous catheters (umbilical or peripherally inserted)
  • Endotracheal intubation and mechanical ventilation
  • Total parenteral nutrition (TPN)
  • Frequent blood sampling
  • Surgical procedures
  • Prolonged antibiotic use (increases fungal infection risk)
Other factors:
  • Overcrowding in NICU
  • Poor hand hygiene practices
  • Necrotising enterocolitis (NEC)
  • Immunodeficiency disorders

Pathophysiology

1. Invasion:
  • Organisms breach physical barriers (skin, mucosa, respiratory tract)
  • In EOS: ascending infection from birth canal or transplacental transmission
  • In LOS: via skin breach (lines, venepuncture), respiratory tract, or GI tract
2. Immune response:
  • Neonatal immune system is immature:
    • Reduced neutrophil function
    • Decreased complement activity
    • Impaired cell-mediated immunity
    • Limited antibody production
  • Overwhelming bacterial load → systemic inflammatory response
3. Septic cascade:
  • Release of endotoxins and cytokines (TNF-α, IL-1, IL-6)
  • Activation of coagulation cascade
  • Endothelial dysfunction and increased vascular permeability
  • Hypotension, poor perfusion, metabolic acidosis
  • Multi-organ dysfunction
4. Complications:
  • Meningitis (20-30% of GBS sepsis, 20-40% of E. coli sepsis)
  • Disseminated intravascular coagulation (DIC)
  • Acute respiratory distress syndrome (ARDS)
  • Shock and circulatory failure
  • Renal failure
  • Death

Clinical Features

Neonatal sepsis is often non-specific and subtle initially.

General signs:

  • Temperature instability:
    • Fever (>38°C) or hypothermia (<36.5°C) - hypothermia more common in preterm
  • Poor feeding
  • Lethargy, reduced activity
  • Irritability or high-pitched cry
  • Hypotonia or hypertonia
  • Mottled skin, pallor, or cyanosis

Respiratory:

  • Tachypnoea (>60 breaths/min)
  • Apnoea (especially in preterm)
  • Grunting, flaring, retractions
  • Increased oxygen requirement
  • Respiratory distress or failure

Cardiovascular:

  • Tachycardia (>160 bpm) or bradycardia (<100 bpm)
  • Prolonged capillary refill time (>3 seconds)
  • Weak pulses
  • Hypotension
  • Shock (cold or warm)

Gastrointestinal:

  • Vomiting
  • Abdominal distension
  • Feeding intolerance
  • Hepatomegaly
  • Jaundice (especially within first 24 hours - pathological)

Neurological:

  • Seizures
  • Altered consciousness
  • Bulging fontanelle (meningitis)
  • Neck stiffness (rare in neonates, even with meningitis)

Metabolic:

  • Hypoglycaemia (<2.6 mmol/L)
  • Hyperglycaemia
  • Metabolic acidosis

Skin:

  • Petechiae or purpura
  • Sclerema (hardening of skin - poor prognostic sign)
  • Pustules or abscesses
  • Omphalitis (umbilical inflammation)

Other:

  • Bleeding (DIC)
  • Oliguria (renal impairment)
Remember: The threshold for investigating sepsis in neonates should be very low due to non-specific presentation and rapid deterioration.

Investigations

Screening tests (performed early, guide initial management):

Blood tests:
  • Full blood count:
    • White cell count: <5 or >20 × 10⁹/L suspicious
    • Absolute neutrophil count: Neutropenia (<1.5) or neutrophilia
    • Immature to total neutrophil ratio (I:T ratio) >0.2 suggests sepsis
    • Thrombocytopenia (<150 × 10⁹/L)
  • C-reactive protein (CRP):
    • Often normal in first 6-12 hours (takes time to rise)
    • Repeat at 24 hours if initial suspicion high
    • CRP >10 mg/L suggestive; >40 mg/L strongly suggestive
    • Serial CRP useful for monitoring response to treatment
  • Procalcitonin (PCT):
    • May be elevated earlier than CRP
    • PCT >2 ng/mL suggestive
    • Useful for antibiotic stewardship (stop if low and blood cultures negative)
Blood glucose:
  • Hypoglycaemia or hyperglycaemia
Blood gas:
  • Metabolic acidosis (base deficit >10)
  • Lactate elevation
Coagulation screen:
  • If DIC suspected (prolonged PT/APTT, low fibrinogen, elevated D-dimer)

Diagnostic tests (definitive):

Cultures (MUST be done before antibiotics if possible):
  • Blood culture (at least 1 mL blood) - gold standard
    • May be negative in 50-70% of clinically suspected sepsis
    • Takes 24-48 hours for results
  • Cerebrospinal fluid (CSF) culture:
    • Lumbar puncture indicated if:
      • Positive blood culture
      • Strong clinical suspicion of meningitis
      • Seizures or neurological signs
      • Clinically unstable after initial stabilization
    • May defer LP if infant too unstable initially
    • CSF analysis:
      • Cell count, protein, glucose
      • Gram stain
      • Culture
      • Consider PCR for HSV if suspected
  • Urine culture:
    • Not routine in EOS (low yield)
    • Consider in LOS >72 hours (suprapubic aspirate or catheter specimen)
  • Surface swabs:
    • Ear, umbilicus, gastric aspirate (limited value, indicates colonization not infection)
Other microbiology:
  • Viral PCR (HSV, CMV, enterovirus) if clinically indicated
  • Fungal cultures if high risk (prolonged antibiotics, TPN, VLBW)

Imaging:

Chest X-ray:
  • If respiratory signs present
  • May show pneumonia, RDS, or other pathology
Cranial ultrasound:
  • Screening for IVH, especially in preterm
  • Limited for detecting meningitis (use CT/MRI if needed)
Abdominal X-ray/ultrasound:
  • If abdominal distension or NEC suspected

Management

Immediate management:

1. Stabilization (ABC approach):
  • Airway: Ensure patent airway, suction if needed
  • Breathing: Oxygen therapy, respiratory support (CPAP, intubation if needed)
  • Circulation:
    • IV access (peripheral or umbilical venous catheter)
    • Fluid resuscitation if shocked (10-20 mL/kg boluses of normal saline)
    • Inotropes if poor response (dopamine, dobutamine)
2. Investigations:
  • Blood culture, FBC, CRP, blood gas, glucose (before antibiotics)
  • Lumbar puncture if stable enough
  • Other investigations as indicated
3. Empirical antibiotics:
  • START IMMEDIATELY after cultures taken (do not wait for results)
  • Choice depends on local guidelines and epidemiology

Antibiotic regimens:

Early-Onset Sepsis:

First-line (covers GBS and Gram-negatives):
  • Benzylpenicillin (Penicillin G):
    • <7 days: 50,000 units/kg/dose IV every 12 hours
      • 7 days: 50,000 units/kg/dose IV every 8 hours
  • PLUS Gentamicin:
    • Weight-based and age-based dosing (e.g., 4-5 mg/kg once daily)
    • Monitor levels (peak and trough)
    • Monitor renal function
Alternative (if penicillin allergy or local guidelines):
  • Ampicillin + Gentamicin
  • Cefotaxime (avoid ceftriaxone in neonates due to bilirubin displacement and risk of kernicterus)
If Listeria suspected:
  • Add Ampicillin (covers Listeria better than penicillin)
If meningitis confirmed:
  • Higher doses of antibiotics
  • Add Cefotaxime to penicillin + gentamicin regimen
  • Consider Ampicillin for Listeria coverage

Late-Onset Sepsis:

Nosocomial (hospital-acquired):
  • Flucloxacillin or Vancomycin (for Staph coverage including CoNS)
  • PLUS Gentamicin or Cefotaxime (for Gram-negative coverage)
  • Adjust based on local resistance patterns
Community-acquired:
  • Similar to EOS regimen (Penicillin/Ampicillin + Gentamicin)
Fungal sepsis (if suspected or high risk):
  • Amphotericin B or Fluconazole

Duration of antibiotics:

If blood cultures negative and infant well:
  • Stop antibiotics after 36-48 hours (if CRP normal or low)
  • Some advocate for 5 days if strong initial clinical suspicion
If blood cultures positive:
  • 10-14 days for uncomplicated sepsis
  • 14-21 days for meningitis (Gram-negative may need longer)
  • Guided by clinical response and CRP normalization

Supportive care:

Respiratory:
  • Oxygen therapy (target SpO₂ 90-95%)
  • CPAP or mechanical ventilation as needed
  • Treat underlying lung pathology
Cardiovascular:
  • Maintain adequate blood pressure and perfusion
  • Fluid management (balance between adequate perfusion and fluid overload)
  • Inotropic support if needed
Metabolic:
  • Correct hypoglycaemia
  • Maintain electrolyte balance
  • Correct acidosis (optimize ventilation and perfusion; consider bicarbonate if severe)
Haematological:
  • Blood transfusion if anaemic and symptomatic
  • Platelet transfusion if severe thrombocytopenia (<20-30 × 10⁹/L or if bleeding)
  • FFP, cryoprecipitate if DIC with bleeding
Nutritional:
  • Enteral feeding may need to be withheld initially
  • Total parenteral nutrition (TPN) if prolonged
  • Resume feeds when stable
Temperature control:
  • Maintain normothermia (36.5-37.5°C)
  • Incubator or radiant warmer
Seizure management:
  • Anticonvulsants if seizures (phenobarbital, phenytoin)
Monitoring:
  • Continuous cardiorespiratory monitoring
  • Regular vital signs, fluid balance
  • Serial CRP (daily until downtrending)
  • Repeat cultures if poor response

Complications

Acute complications:
  • Meningitis (20-30% of sepsis cases)
  • Septic shock
  • Disseminated intravascular coagulation (DIC)
  • Acute kidney injury
  • Respiratory failure (ARDS)
  • Necrotising enterocolitis (NEC)
  • Pulmonary hypertension
  • Multi-organ dysfunction syndrome (MODS)
  • Death
Long-term complications:
  • Neurodevelopmental impairment (especially with meningitis):
    • Cerebral palsy
    • Hearing loss (especially with Gram-negative meningitis)
    • Visual impairment
    • Developmental delay
    • Epilepsy
    • Intellectual disability
  • Chronic lung disease (bronchopulmonary dysplasia)
  • Growth impairment

Prognosis

Mortality:
  • EOS: 3-10% overall (higher in preterm and with Gram-negative organisms)
  • LOS: 2-6% in term; 18-36% in preterm
  • Meningitis: 10-15% mortality; 20-50% neurodevelopmental sequelae
Prognostic factors (poor prognosis):
  • Prematurity and low birth weight
  • Gram-negative organisms (especially E. coli)
  • Delayed diagnosis and treatment
  • Meningitis
  • Severe complications (shock, DIC, ARDS)
  • Multi-organ dysfunction
Prognostic factors (good prognosis):
  • Term infant
  • Early recognition and treatment
  • Gram-positive organisms (especially CoNS)
  • Good response to initial therapy
  • No meningitis or complications

Prevention

Prevention of Early-Onset Sepsis:

Antenatal:
  • GBS screening: Vaginal-rectal swab at 35-37 weeks gestation
  • Intrapartum antibiotic prophylaxis (IAP):
    • Indicated if:
      • GBS colonization detected in current pregnancy
      • GBS bacteriuria during current pregnancy
      • Previous infant with invasive GBS disease
      • Unknown GBS status with risk factors (preterm labour <37 weeks, PROM ≥18 hours, intrapartum fever ≥38°C)
    • Antibiotic: Penicillin G or Ampicillin IV (at least 4 hours before delivery)
  • Treatment of maternal infections (UTI, STIs)
  • Good antenatal care
Intrapartum:
  • Aseptic technique during delivery
  • Avoid unnecessary invasive procedures (scalp electrodes)
  • Minimize prolonged rupture of membranes
Postnatal:
  • Hand hygiene before handling newborn
  • Delayed cord clamping (unless resuscitation needed)
  • Skin-to-skin care
  • Early and exclusive breastfeeding (provides passive immunity)

Prevention of Late-Onset Sepsis:

General measures:
  • Strict hand hygiene (most important)
  • Aseptic technique for all procedures
  • Minimize invasive procedures and devices
  • Remove central lines as soon as possible
  • Isolation of infected infants
  • Cohorting of infants by gestational age
  • Adequate staffing ratios
  • Environmental cleaning
Feeding:
  • Breast milk (provides immunological protection)
  • Donor breast milk if mother's milk unavailable
  • Probiotic supplementation (may reduce NEC and sepsis in preterm - evidence evolving)
Antibiotics:
  • Rational antibiotic use (avoid prolonged or unnecessary courses)
  • Antimicrobial stewardship
Future directions:
  • Immunoprophylaxis (GBS vaccine in development)
  • Monoclonal antibodies against GBS

Neonatal Sepsis Risk Calculators

Several tools help quantify EOS risk and guide management:
Kaiser Permanente Sepsis Risk Calculator:
  • Uses maternal risk factors and infant clinical presentation
  • Helps identify low-risk infants who may not need antibiotics
  • Reduces unnecessary antibiotic use
Other approaches:
  • Risk-based algorithms
  • Clinical examination-based algorithms
Use in conjunction with clinical judgment, not as sole decision-making tool.

Key Points: Neonatal sepsis is a medical emergency with non-specific presentation. Early recognition and prompt antibiotic therapy are crucial. GBS and *E. coli are the most common causes of EOS. CoNS is the most common cause of nosocomial LOS. Always perform blood cultures before starting antibiotics. Meningitis occurs in 20-30% of sepsis cases. Prevention strategies* include GBS screening, IAP, and strict hand hygiene in NICU.